Fort Lauderdale Stockbroker Misconduct Lawyer
Brokers are only allowed to sell securities offered by his or her brokerage firm. The firm researches every security to ensure that it is sound and that it is suitable for the firm's client base. In this way, the firm can maintain control of the products being offered by its brokers and properly supervise investor accounts.
Selling away happens when a broker sells a security that is not offered by the firm. The sale is usually not approved by or known about by the firm. In many cases, the broker will offer the security to clients without telling them that it is not a product endorsed by the firm. These types of activities are a violation of FINRA rule 3040. If you have lost money on this type of investment, it is important that you contact an experienced attorney as soon as possible.
Fighting for Your Rights in Selling Away Cases
The Florida selling away attorneys at the law firm of Sonn | Erez have handled all types of selling away cases for clients across the United States and internationally. We fight aggressively to recover the losses you have suffered as a result of broker fraud and seek to hold unscrupulous brokers and their firms fully accountable.
These cases frequently involve less traditional types of investments, including:
- Oil and gas
- Accounts receivable
- Limited partnerships
- Startup companies
- Real estate
- Promissory notes
- Private hedge funds
Call for a Free Consultation
Contact our office today to discuss your selling away case. You can reach us by phone at 1-866-FRAUD-11 or via e-mail. We take every case on a contingency basis, which means we don't collect a fee unless we make a financial recovery for you.*
Under Florida Bar rules, we are not able to discuss our past results on this website. If you would like to learn more about our previous cases, please contact us for additional information.
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*Client will be responsible for costs and expenses.
