Florida Broker Misconduct Attorney
At Sonn & Erez, we represent the financially injured, not the powerful. If you have lost $100,000 or more through stockbroker fraud or the incompetence of your financial advisor, we can help you recover your savings through the securities arbitration process. We represent broker misconduct clients on a contingency basis, so you pay no attorneys' fees unless and until we win compensation for you.
Sonn & Erez
Financial Injury Lawyers
Call Toll-Free: 1-866-FRAUD-11
Stockbrokers, broker-dealers, and other registered representatives have an ethical and legal responsibility to act in their client's best interest, not just their own.
Financial advisors must consider the suitability of an investment, for example. Does it meet the client's needs and level of risk tolerance? Is it likely to make money for the client and not just generate commissions for the broker?
From offices in Florida, the broker misconduct attorneys of Sonn & Erez have helped clients throughout the nation whose life savings were wiped out by unethical and predatory investment professionals. We'd like to help you, too. Please contact our broker misconduct attorneys today for a free initial consultation and case evaluation.
Stockbroker fraud is a white collar crime that rarely gets prosecuted in criminal courts. Even when it does, a criminal conviction against a financial representative for stock fraud or churning won't get you your money back.
Focused on Financial Recovery for Clients
The securities arbitration attorneys of Sonn & Erez are focused on recovering your investment plus interest. We have more than 11 years of experience recovering financial compensation for the financially injured.
According to securities law, public investors cannot pursue standard litigation against their investment advisors. The securities industry is self-regulating, so claims against registered professionals — stock brokers, broker/dealers, financial advisors, etc. — are submitted for arbitration in front of regulating agencies, such as the New York Stock Exchange (NYSE), the National Association of Securities Dealers (NASD), and others.
The attorneys of Sonn & Erez have successfully pursued arbitration claims on behalf of their clients. We won a $2.2 million dollar arbitration award for our client in Regas vs. PaineWebber before the National Association of Securities Dealers (NASD), one of the largest such settlements ever.
To learn more, please visit our securities arbitration information center.
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