Stock Fraud Lawyer
Investment products have become so complex it is difficult for anyone other than an investment advisor, accountant, or securities arbitration attorney to truly understand them.
Sonn & Erez
Financial Injury Lawyers
Call Toll-Free: 1-866-FRAUD-11
Many of our clients are highly intelligent and enormously successful in their own professions, but still lost hundreds of thousands of dollars because a broker or financial advisor recommended unsuitable investments, failed to disclose the risks involved, or broke the law in some other way.
From our offices in Florida, the stock fraud lawyers of Sonn & Erez, successfully represent stock broker misconduct victims throughout the nation.
If you have suffered a financial injury because of fraud or broker misconduct, please contact our broker misconduct attorneys today for a free initial consultation and case evaluation.
Some of the most common types of investment abuse include:
- Misrepresentation and omissions - Failure to disclose or misrepresenting an investment's risks
- Unauthorized trading - Making trades without the client's knowledge or consent
- Churning (excessive trading) - Trading for the primary purpose of generating broker commissions, not increasing the client's assets
- Annuity switching - A form of churning that involves switching a client from one annuity to another in order to earn another commission.
- Unsuitability - Recommending investments that are clearly unsuitable for the client. Selling a variable annuity that won't mature until after a client's likely lifespan breaks rules regarding investment suitability
- Excessive or unsuitable use of margin - Exposing an investor to substantial risk through a margin account — a brokerage account with a line of credit that makes substantial profit for the brokerage firm
- Failure to diversify (over concentration) - Placing too much of a portfolio in one type of investment, whether it is one stock, one industry, or one level of risk
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