Unauthorized Trading
Fort Lauderdale Stock Trading Lawyer
Unless your broker has written permission from you to buy and sell stocks on your account at any time, he or she must get prior approval from you for every transaction. Even if the deal is a sure thing and you are guaranteed to make money, if your broker does not have prior authorization from you, the transaction should not be made.
The problems in these cases typically arise in situations where the broker makes a trade that loses money for the investor. At the law firm of Sonn | Erez, we provide skilled representation to clients across the United States and internationally who have lost money on trades they did not authorize. Our Florida broker unauthorized trading attorneys have decades of experience in stock investment law matters, and we work diligently to recover your losses.
Investors' Advocate in Unauthorized Trading Violations
Unauthorized trades can happen for any number of reasons. In some cases, the broker may honestly believe that this is a deal you would not want to miss. In the majority of cases, however, the motivation isn't nearly as noble. Many unauthorized trades happen out of the broker's greed and desire for additional commissions. This is referred to as churning and is a violation of FINRA rules.
When you hire our firm, we will seek to hold the broker and the firm accountable for the harm that has come to you. We will pursue every legal option available in order to recover the losses you have suffered. We are passionate about protecting our clients' interests, and once we start, we will see your case through to its conclusion.
Call for a Free Consultation
Contact our office today to discuss your unauthorized trading case. You can reach us by phone at 1-866-FRAUD-11 or via e-mail. We take every case on a contingency basis, which means we don't collect a fee unless we make a financial recovery for you.*
Under Florida Bar rules, we are not able to discuss our past results on this website. If you would like to learn more about our previous cases, please contact us for additional information.
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*Client will be responsible for costs and expenses.
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